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[Sumitomo Mitsui Financial Group, Inc.]Notice regarding Adjustments of Price and Floor Pricefor Exercising the Right to Request Acquisition of Preferred Stock(1/1)
Sumitomo Mitsui Financial
Group, Inc.
Notice
regarding Adjustments of Price and Floor Price
for Exercising the Right to Request Acquisition of Preferred Stock
TOKYO, January
27, 2010 --- Sumitomo Mitsui Financial Group, Inc. (SMFG, President: Teisuke Kitayama)
hereby announces that the price for exercising the right to request acquisition
(the “Acquisition Price”) and the floor price for exercising the right to
request acquisition (the “Floor Acquisition Price”) with respect to its First
to Fourth and Ninth to Twelfth Series Type 4 Preferred Stock (the “Preferred
Stock”) will be adjusted as set out below in accordance with the terms and
conditions of the Preferred Stock.
PARTICULARS
1. Acquisition Price after the Adjustment JPY
3,166
(Acquisition
Price before the Adjustment JPY 3,187)
2. Acquisition Floor Price after the
Adjustment JPY 1,044
(Acquisition
Floor Price before the Adjustment JPY 1,051)
3. Effective Date January
28, 2010
(REFERENCE)Summary of the Preferred Stock (as of January
27, 2010):
Issue Date |
|
Number of
Shares Issued (note) |
50,100 shares |
Issue Price |
JPY 3,000,000 per
share |
Aggregate
Amount Issued (note) |
JPY 150.3 billion |
Number of Shares
Outstanding |
33,400shares |
Aggregate Amount
Outstanding |
JPY 100.2 billion |
(note) Aggregate
of First to Twelfth Series Type 4 Preferred Stock.
On April 30, 2008, all of the acquisition rights granted to Fifth to Eighth
Series Type 4 Preferred Stock were exercised.
This “Notice regarding
Adjustments of Price and Floor Price for Exercising the Right to Request
Acquisition of Preferred Stock” is published in order to publicly announce the
facts herein described, not to solicit anyone into making any investment in or
outside of