[Sumitomo Mitsui Financial Group, Inc.]Notice Regarding Result of Third-Party Allotment(1/1)
Sumitomo Mitsui Financial Group, Inc.
Notice Regarding Result of Third-Party Allotment
TOKYO, February 5, 2010
--- Sumitomo Mitsui Financial Group, Inc. (“SMFG”, President: Teisuke Kitayama)
hereby announces that, relating to the issuance of new shares of its common
stock by way of third-party allotment resolved at the meeting of the Board of Directors held on January
6, 2010, based
on the right SMFG granted to a third party to be allotted up to 20,000,000
newly issued shares of SMFG common stock, it received notice that the third party will subscribe in full for the shares, as
set forth below.
|
(1) |
Number of Shares
to be Issued |
|
20,000,000 shares |
|
(2) |
Total Amount to be Paid |
|
¥54,056,200,000 |
|
(3) |
Amount of Stated Capital and Additional Paid-in Capital to be
Increased Subscription Period |
The Amount of Stated Capital to be Increased: |
|
|
|
|
¥27,028,100,000 |
|
|
|
The Amount of Additional Paid-in Capital to be
Increased:
¥27,028,100,000 |
||
|
(4) |
|
Tuesday, February 9, 2010 |
|
|
(5) |
Payment Date |
|
Wednesday, February 10, 2010 |
Reference
1. This third-party allotment was resolved at
the meeting of the Board of Directors held
on January 6, 2010 together with SMFG’s issuance of new shares by way of offering
and secondary offering of shares (offering by way of over allotment). With regard to the content of the
third-party allotment, please see “Notice Regarding Issuance of New
Shares and Secondary Offering of Shares” as of January 6, 2010 and “Notice
Regarding Determination of Issue Price, Selling Price, etc.” as of
January 20, 2010.
2. Change in the number of issued shares as a result
of the third-party allotment
|
(1) |
Total number of issued shares at present (as of January 31, 2010): |
Common Stock Type 4 Preferred Stock Type 6 Preferred Stock |
1,394,055,625 shares 33,400 shares 70,001 shares |
(Note 1) (Note 2) |
|
|
|
Total: |
1,394,159,026 shares |
|
|
(2) |
Increase in number of shares by way of the third-party allotment: |
Common Stock |
20,000,000 shares |
|
|
(3) |
Total number of issued shares after the third-party allotment: |
Common Stock Type 4 Preferred Stock Type 6 Preferred Stock |
1,414,055,625 shares 33,400 shares 70,001 shares |
(Note 1) (Note 2) |
|
|
|
Total: |
1,414,159,026 shares |
|
Notes:
1. The figure includes Common Stock issued on January 28, 2010 upon exercise of
acquisition right granted to Type 4 Preferred Stock (total of 33,400 shares).
For details, please see “Notice Regarding the Exercise of Acquisition Right
of Preferred Stock” as of January 28, 2010.
2. The shares of Type 4 Preferred Stock repurchased through the
exercise of acquisition right as described above
are held
as treasury stock, and will subsequently be
cancelled pursuant to article 178 of the Company Law.
3. Use of proceeds
SMFG plans to use the proceeds from the third-party allotment of ¥53,788,200,000, along with the proceeds from the
offering of new shares of ¥914,286,400,000 resolved as of the
same date, to subscribe for shares of common stock to be issued by Sumitomo
Mitsui Banking Corporation, a wholly owned subsidiary of SMFG.
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